Transformer Models Enhance Explainable Risk Categorization of Incidents Compared to TF-IDF Baselines

Abstract

Background: Critical Incident Reporting Systems (CIRS) play a key role in improving patient safety but facess limitations due to the unstructured nature of narrative data. Systematic analysis of such data to identify latent risk patterns remains challenging. While artificial intelligence (AI) shows promise in healthcare, its application to CIRS analysis is still underexplored. Methods: This study presents a transformer-based approach to classify incident reports into predefined risk categories and support clinical risk managers in identifying safety hazards. We compared a traditional TF-IDF/logistic regression model with a transformer-based German BERT (GBERT) model using 617 anonymized CIRS reports. Reports were categorized manually into four classes: Organization, Treatment, Documentation, and Consent/Communication. Models were evaluated using stratified 5-fold cross-validation. Interpretability was ensured via Shapley Additive Explanations (SHAP). Results: GBERT outperformed the baseline across all metrics, achieving macro averaged-F1 of 0.44 and a weighted-F1 of 0.75 versus 0.35 and 0.71. SHAP analysis revealed clinically plausible feature attributions. Conclusions: In summary, transformer-based models such as GBERT improve classification of incident report data and enable interpretable, systematic risk stratification. These findings highlight the potential of explainable AI to enhance learning from critical incidents.

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